Compliance

The risks of sanctions in the event of non-compliance with regulations are increasingly high and the numerous recent and forthcoming regulatory reforms are having an impact on the organisation of financial institutions.

Our expertise in the various regulatory issues enables us to provide you with solutions tailored to your needs:

• Bringing your organisations and activities into compliance with regulatory reforms: IVth and Vth LCB-FT Directive, DDA, RGPD, Solvency 2, Basel III, etc.
• Operational support: Review and update of KYC / KYT files; reduction in the volume of cases and alerts; Improved KYC file quality and operational efficiency.
• Drawing up a diagnosis and a roadmap: operational implementation; setting up compliance reference tools; mapping of non-compliance risks.
• Regulatory watch: production of deliverables and change management.
• Organisation of the Compliance function and its governance: Outsourcing of the Data Protection Officer function.